September 1997 Term
___________
No. 23995
___________
OHIO VALLEY MEDICAL CENTER, INC.,
Plaintiff Below, Appellant
v.
CATHY S. GATSON, CLERK OF THE CIRCUIT COURT
OF KANAWHA COUNTY; THE BOARD OF REVIEW OF
THE WEST VIRGINIA DEPARTMENT OF EMPLOYMENT
SECURITY; JAMES G. DILLON, CHAIRMAN;
PHYLLIS CARTER AND G. CHARLES HUGHES, MEMBERS;
ANDREW N. RICHARDSON, COMMISSIONER OF THE
WEST VIRGINIA DEPARTMENT OF EMPLOYMENT SECURITY;
AND DEBRA J. FRAZIER, CLAIMANT,
Defendants Below, Appellees
___________________________________________________
Certiorari from the Circuit Court of Kanawha
County
Honorable Paul Zakaib, Jr., Judge
Civil Action No. 96-AA-2
REVERSED AND REMANDED
___________________________________________________
Submitted: September 9, 1997
Filed: October 3, 1997
Elba Gillenwater, Jr.
Seibert & Kasserman
Wheeling, West Virginia
Jacqueline A. Koscelnik
Scott E. Gardner
DeForest & Koscelnik
Pittsburgh, Pennyslvania
Attorneys for the Appellant
Randall Elkins
Charleston, West Virginia
Attorney for the Appellee
Board of Review of the Department of Employment Security
This Opinion was delivered PER CURIAM.
SYLLABUS BY THE COURT
1. "The
findings of fact of the Board of Review of the West Virginia
Department of Employment Security are entitled to substantial
deference unless a reviewing court believes the findings are
clearly wrong. If the question on review is one purely of law, no
deference is given and the standard of judicial review by the
court is de novo." Syl. pt. 3, Adkins v. Gatson, 192 W. Va.
561, 453 S.E.2d 395 (1994).
2. "When a
statute is clear and unambiguous and the legislative intent is
plain the statute should not be interpreted by the courts, and in
such case it is the duty of the courts not to construe but to
apply the statute." Syl. pt. 1, State ex rel. Fox v. Board
of Trustees, 148 W. Va. 369, 135 S.E.2d 262 (1964).
Per Curiam:
This unemployment
compensation case is before this Court upon a writ of certiorari
from the final order of the Circuit Court of Kanawha County, West
Virginia, entered on May 16, 1996. The appellant, Ohio Valley
Medical Center, Inc., challenges the ruling of the circuit court
upholding an administrative determination that the appellee,
Debra J. Frazier, is entitled to benefits because she was
compelled to leave her employment as a result of work-related
stress. According to the appellant, the circuit court's ruling
constitutes error because the appellee failed to present the
required certification from a licensed physician to the effect
that her stress was related to her work and, in any event, failed
to sufficiently establish that stress compelled her to leave her
employment.
This Court has
before it the petition for a writ of certiorari, all matters of
record and the brief and argument of counsel for the appellant.
It should be noted that no brief has been filed with this Court
by the appellee. Nevertheless, upon a thorough examination of the
record and relevant authorities, this Court is of the opinion
that the appellant's grounds for relief are meritorious.
Accordingly, we reverse the final order and conclude that the
appellee is disqualified from receiving unemployment compensation
benefits.
I
The appellee
began working for the appellant in 1979 in the housekeeping
department. Thereafter, she worked for the appellant in the
laundry
department and ultimately became a nursing assistant, a
position she held at the time of her resignation. In January
1995, prior to her resignation, the appellee entered into stress
counseling through an employee assistance program provided by the
appellant. The counseling was conducted by a social worker. The
appellee terminated the counseling, however, in July 1995.
On August 25,
1995, the appellee resigned from her employment without notice
and without stating a reason. The appellee later testified that
she left her job because of stress, which included a belief that
she had not been treated fairly on the job and that she thought
she was "being watched all the time." Importantly,
however, it is undisputed that the appellee never saw a physician
concerning stress and never requested a leave of absence from
work on account of stress. Nor was the appellee ever hospitalized
for a stress related problem. Moreover, with regard to the
appellee's belief that she had been treated unfairly, the record
reveals no significant disciplinary problems concerning the
appellee's employment with the appellant, reveals that the
appellee never sought a change in her duties while working for
the appellant and never utilized the appellant's internal
grievance procedure.
Following her
resignation, the appellee filed a claim for unemployment
compensation benefits. By decision dated September 20, 1995,
however, the Deputy of the West Virginia Department of Employment
Security ruled that, though eligible to receive such benefits,
the appellee was disqualified because she failed to present
the required certification from a licensed physician to the
effect that her stress was related to her work. As W. Va. Code,
21A-6-3(1) [1990], provides:
Upon
the determination of the facts by the commissioner, an individual
shall be disqualified for benefits:
(1)
For the week in which he left his most recent work voluntarily
without good cause involving fault on the part of the employer[.]
. . . Further, for the purpose of this subdivision, an individual
shall not be deemed to have left his most recent work voluntarily
without good cause involving fault on the part of the employer,
if such individual was compelled to leave his work for his own
health-related reasons and presents certification from a licensed
physician that his work aggravated, worsened, or will worsen the
individual's health problem.
Upon the appellee's challenge to that ruling, a hearing was conducted by an administrative law judge. During the hearing, the appellee submitted a letter indicating that she had received counseling for work-related stress.See footnote 1 1 Concluding that
stress compelled the appellee to leave her
employment, the administrative law judge held that the appellee
was entitled to unemployment compensation benefits. By decision
dated December 1, 1995, the Board of Review of the West Virginia
Department of Employment Security upheld the ruling of the
administrative law judge.
The decision of
the Board of Review was affirmed by the circuit court, pursuant
to the final order of May 16, 1996. In particular, recognizing
that the appellee "did not produce certification from a
licensed physician that she was compelled to quit work because of
stress," the circuit court concluded that the appellee,
nevertheless, did produce evidence that such was the case. The
petition to this Court for a writ of certiorari followed. W. Va.
Code, 21A-7-27 [1970].
II
This Court has
recognized that West Virginia's statutory eligibility and
disqualification provisions concerning the receipt of
unemployment compensation benefits constitute a two-step process.
When an individual is held to be eligible to receive such
benefits, the next step is to consider whether the individual is
disqualified. Lough v. Cole, 172 W. Va. 730, 732, 310 S.E.2d
491, 493 (1983); Kisamore v. Rutledge, 166 W. Va. 675, 680,
276 S.E.2d 821, 824 (1981). Here, the
appellee has been determined to be eligible to receive
unemployment compensation benefits at every level of the
proceedings, and the appellant does not contest that
determination. Rather, the sole issue concerns disqualification
under W. Va. Code, 21A-6-3(1) [1990].
Moreover, in
syllabus point 3 of Adkins v. Gatson, 192 W. Va. 561, 453
S.E.2d 395 (1994), this Court stated:
The
findings of fact of the Board of Review of the West Virginia
Department of Employment Security are entitled to substantial
deference unless a reviewing court believes the findings are
clearly wrong. If the question on review is one purely of law, no
deference is given and the standard of judicial review by the
court is de novo.
Syl. pt. 1, Metropolitan Life Insurance Co. v. Gatson, No.
23365, ___ W. Va. ___, ___ S.E.2d ___ ( July 14, 1997); syl. pt.
1, Raleigh County Board of Education v. Gatson, 196 W. Va. 137,
468 S.E.2d 923 (1996); syl. pt. 3, Smittle v. Gatson, 195 W. Va.
416, 465 S.E.2d 873 (1995); syl. pt. 1, Davis v. Gatson, 195 W.
Va. 143, 464 S.E.2d 785 (1995). See also W. Va. Code, 21A-7-21
[1943] (findings by the Board of Review shall have like weight to
that accorded the findings of a trial chancellor or judge in
equity procedure).
In the case now
before this Court, the appellant asserts that the appellee failed
to sufficiently establish that stress compelled her to leave her
employment. Even under the clearly wrong standard of Adkins v.
Gatson, supra, that assertion is persuasive, particularly in view
of the ambiguous nature of the letter from the social
worker indicating (1) no specific diagnosis of a health
problem, (2) that only "some" of the sessions concerned
stress in the appellee's workplace and (3) that the appellee
terminated the counseling "of her own volition." See n.
1, supra. We need not address that issue further, however,
because this Court is of the opinion that the appellee's failure
to present the required certification from a licensed physician,
to the effect that her stress was related to her work, is
dispositive. In that context, the issue before this Court is
purely a question of law and, as such, is to be reviewed de novo.
As set forth
above, W. Va. Code, 21A-6-3(1) [1990], provides that an
individual shall not be deemed to have left his or her most
recent work voluntarily without good cause involving fault on the
part of the employer, "if such individual was compelled to
leave his work for his own health-related reasons and presents
certification from a licensed physician that his work aggravated,
worsened, or will worsen the individual's health problem."
(emphasis added). The requirement of certification from a
licensed physician, added to W. Va. Code, 21A-6-3(1), by the West
Virginia Legislature in 1988, was discussed by this Court in
Lewis v. Gatson, 181 W. Va. 214, 382 S.E.2d 51 (1989).
In Lewis, a
claimant for unemployment compensation benefits resigned from his
work as an industrial plant supervisor because of mental stress
and depression. Although the claimant had previously been
hospitalized for a nervous
breakdown, he did not submit a physician's report concerning
his claim for benefits. Nevertheless, concluding that the
claimant had submitted sufficient evidence connecting his
health-related problem to his employment, this Court, in Lewis,
upheld an award of benefits. Importantly, however, the
circumstances in Lewis arose prior to the 1988 amendment of W.
Va. Code, 21A-6-3(1). Consequently, the opinion, in Lewis,
observes:
We
recognize that after this case arose, the legislature amended W.
Va. Code, 21A-6-3, to require that a person who leaves for health
reasons must present 'certification from a licensed physician
that his work aggravated, worsened, or will worsen the
individual's health problem.' . . . Thus, in view of the
statutory amendment, the result in this case is limited.
181 W. Va. at 218, 382 S.E.2d at 55.
Here, it is
undisputed that the appellee never saw a physician concerning
stress and never requested a leave of absence from work on
account of stress. Nor was the appellee ever hospitalized for a
stress related problem. As the appellant's petition for a writ of
certiorari states:
Had the
legislature in 1988 been satisfied with the then existing state
of the law, it could have done nothing. Instead, it amended §
21A-6-3(1) to expressly provide for leaving employment for
health-related reasons, with the requirement that a licensed
physician certify the nexus between the health problem and the
employee's work - a requirement that did not exist in the prior
decisional law.
In this case, the appellee failed to present a certification from a licensed physician, as required by W. Va. Code, 21A-6-3(1) [1990], to the effect that her stress
was related to her work. Clearly, the letter
from the social worker did not satisfy that requirement. As this
Court stated in syllabus point 1 of State ex rel. Fox v. Board of
Trustees, 148 W. Va. 369, 135 S.E.2d 262 (1964), overruled on
other grounds by Booth v. Sims, 193 W. Va. 323, 456 S.E.2d 167
(1994): "When a statute is clear and unambiguous and the
legislative intent is plain the statute should not be interpreted
by the courts, and in such case it is the duty of the courts not
to construe but to apply the statute." Davenport v. Gatson,
192 W. Va. 117, 119, 451 S.E.2d 57, 59 (1994).
Upon all of the
above, therefore, the final order of the Circuit Court of Kanawha
County, entered on May 16, 1996, is reversed, and this case is
remanded to that court for the entry of an order disqualifying
the appellee from receiving unemployment compensation benefits.
Reversed and remanded.
Footnote: 1
1
The letter from the social worker who conducted the appellee's
stress counseling stated in its entirety:
Deb
Frazier was seen for outpatient therapy sessions through
Northwood Health Systems. Some of our session content did include
her discussion of problems and stress in her workplace. There was
reported conflict between Deb and her supervisor, as well as some
other co-workers.
Deb
worked on some stress reduction methods and problem-solving
skills, as part of her treatment. Deb did leave treatment of her
own volition.
I
hope this information is helpful in making needed decisions
regarding benefits.