STATE OF RHODE
ISLAND AND PROVIDENCE PLANTATIONS
PROVIDENCE, SC DISTRICT COURT, SIXTH DIVISION
BRENNAN
T. SHANNON :
V. : A.A. 04-118
DEPARTMENT OF LABOR AND TRAINING, BOARD OF REVIEW :
D E C I S I O N
DEROBBIO, C.J.
This matter is before the Court on the complaint of Brennan T. Shannon, filed
pursuant to Rhode Island General Laws § 42-35-15, seeking judicial review
of a final decision rendered by the respondent, Board of Review, Department
of Labor and Training, which upheld the finding of the Referee that the claimant,
Brennan T. Shannon was not entitled to receive employment security benefits.
The travel of the case is as follows. The claimant was employed for five years
by the employer. His last day of work was May 6, 2004. He filed a claim for
Employment Security benefits on May 21, 2004. The Director determined that the
claimant voluntarily left his job without good cause, under the provisions of
Section 28-44-17 of the Rhode Island Employment Security Act. The claimant filed
a timely appeal of this decision on July 20, 2004. A hearing on the appeal was
held on August 5, 2004, at which time the claimant and an employer representative
appeared and testified.
The Referee held the claimant was not entitled to receive unemployment security
benefits, based on the determination that claimant left work voluntarily without
good cause and was thus disqualified pursuant to Rhode Island General Laws §
28-44-17.
Thereafter, a timely appeal was filed and the matter was heard by the Board
of Review. The Board determined that the Referee's decision was a proper adjudication
of the facts, and upheld the Referee's decision. Thereafter, Brennan T. Shannon
filed a complaint for judicial review; jurisdiction for review of the decisions
of the Board is vested in the District Court by Rhode Island General Laws §
28-44-52.
The standard of review is provided by Rhode Island General Laws § 42-35-15(g),
a section of the state Administrative Procedures Act, which provides as follows:
42-35-15. Judicial review of contested cases.
(g) The court shall not substitute its judgment for that of the agency as to
the weight of the evidence on questions of fact. The court may affirm the decision
of the agency or remand the case for further proceedings, or it may reverse
or modify the decision if substantial rights of the appellant have been prejudiced
because the administrative findings, inferences, conclusions, or decisions are:
(1) In violation
of constitutional or statutory provisions;
(2) In excess of the statutory authority of the agency;
(3) Made upon unlawful procedure;
(4) Affected by other error of law;
(5) Clearly erroneous in view of the reliable, probative, and substantial evidence
on the whole record; or
(6) Arbitrary or capricious or characterized by abuse of discretion or clearly
unwarranted exercise of discretion.
Thus, on questions
of fact, the District Court ". . . may not substitute its judgment for
that of the agency and must affirm the decision of the agency unless its findings
are clearly erroneous." Guarino v. Department of Social Welfare, 122 R.I.
583, 584, 410 A.2d 425 (1980) citing Rhode Island General Laws § 42-35-15(g)(5).
The Court will not substitute its judgment for that of the Board as to the weight
of the evidence on questions of fact. Cahoone v. Board of Review of the Department
of Employment Security, 104 R.I. 503, 246 A.2d 213 (1968). Stated differently,
the findings of the agency will be upheld even though a reasonable mind might
have reached a contrary result. Cahoone v. Board of Review of Department of
Employment Security, 104 R.I. 503, 246 A.2d 213, 215 (1968). See also D'Ambra
v. Board of Review, Department of Employment Security, 517 A.2d 1039, 1041 (R.I.
1986).
The Court has recognized that a liberal interpretation shall be utilized in
construing and applying the Employment Security Act:
. . . eligibility for benefits is to be determined in the light of the expressed
legislative policy that "Chapters 42 to 44, inclusive, of this title shall
be construed liberally in aid of their declared purpose which declared purpose
is to lighten the burden which now falls upon the unemployed worker and his
family." G.L. 1956, § 28-42-73. The legislature having thus declared
a policy of liberal construction, this court, in construing the act, must seek
to give as broad an effect to its humanitarian purpose as it reasonably may
in the circumstances. Of course, compliance with the legislative policy does
not warrant an extension of eligibility by this court to any person or class
of persons not intended by the legislature to share in the benefits of the act;
but neither does it permit this court to enlarge the exclusionary effect of
expressed restrictions on eligibility under the guise of construing such provisions
of the act. Harraka v. Board of Review of Department of Employment Security,
98 R.I. 197, 201, 200 A.2d 595, 597 (1964).
The issue before the Court is whether the Board's determination that the Referee's
decision was a proper adjudication of the facts and that the claimant left work
voluntarily without good cause was supported by reliable, probative, and substantial
evidence in the record and whether or not it was clearly erroneous.
The Board of Review adopted the following findings of fact of the Referee:
"The claimant was employed as a caretaker and gardener by the employer.
Beginning in December 2003, the claimant began to feel increasingly overwhelmed
by the volume of his work and became dissatisfied with his job duties. He discussed
this with the employer and was allowed to hire an assistant in the spring, who
worked approximately fifty hours per week. However, the claimant continued to
complain to the employer about his workload and began spending less time working.
The employer became increasingly dissatisfied with the claimant's work performance.
On May 6, 2004, the claimant called the employer, who was out of the country,
and voluntarily resigned his position on that day. He had no job to go to, nor
the promise of one."
The Board of Review adopted the following conclusions of the Referee:
"The issue in this case is whether or not the claimant left work voluntarily
with good cause within the meaning of Section 28-44-17 of the Rhode Island Employment
Security Act.
An individual who leaves work voluntarily must establish good cause for taking
that action or else be subject to disqualification under the provisions of Section
28-44-17.
In order to establish that he had good cause for leaving his job, the claimant
must show that the work had become unsuitable, or that he was faced with a situation
that left him no reasonable alternative but to terminate his employment. The
burden of proof in establishing good cause rests solely upon the claimant. The
record is void of any evidence to indicate that the work itself had become unsuitable.
Although there was contradictory evidence presented at the hearing, the credible
testimony establishes that the claimant became more dissatisfied and overwhelmed
with his job responsibilities beginning in December 2003. There were discussions
between the claimant and his employer in this regard. He was allowed to hire
an assistant, although he was still dissatisfied. On May 6, 2004, the claimant
resigned his job with the employer. Under these circumstances, I find that the
claimant left his position with the employer without good cause under the above
provisions of the Act. Accordingly, benefits must be denied on this issue."
An individual who leaves work voluntarily must establish good cause for taking
that action or else be subject to disqualification under the provisions of Section
28-44-17, which provides:
"28-44-17 - Voluntary leaving without good cause. - An individual who leaves
work voluntarily without good cause shall be ineligible for waiting period credit
or benefits until he or she establishes to the satisfaction of the director
that he or she has subsequent to that leaving had at least eight (8) weeks of
work, and in each of those eight (8) weeks has had earnings of at least twenty
(20) times the minimum hourly wage as defined in chapter 12 of this title for
performing services in employment for one or more employers subject to chapters
42 -- 44, of this title. For the purposes of this section, voluntarily leaving
work with good cause shall include sexual harassment against members of either
sex. For the purposes of this section, voluntarily leaving work without good
cause shall include voluntarily leaving work with an employer to accompany,
join or follow his or her spouse in a new locality in connection with the retirement
of his or her spouse in a new locality in connection with the retirement of
his or her spouse, or failure by a temporary employee to contact the temporary
help agency upon completion of the most recent work assignment to seek additional
work unless good cause is shown for said failure; provided, however, that the
temporary help agency gave written notice to the individual that the individual
is required to contact the temporary help agency at the completion of the most
recent work assignment to seek additional work."
The approach to be taken in defining "good cause" was stated in 1964
in Harraka v. Board of Review of Department of Employment Security, 98 R.I.
197, 201, 200 A.2d 595, 597-98 (1964). The court noted that a liberal reading
of good cause would be adopted:
To view the statutory language as requiring an employee to establish that he
terminated his employment under compulsion is to make any voluntary termination
thereof work a forfeiture of his eligibility under the act. This, in our opinion,
amounts to reading into the statute a provision that the legislature did not
contemplate at the time of its enactment.
In excluding from eligibility for benefit payments those who voluntarily terminate
their employment without good cause, the legislature intended in the public
interest to secure the fund from which the payments are made against depletion
by payment of benefits to the shirker, the indolent, or the malingerer. However,
the same public interest demands of this court an interpretation sufficiently
liberal to permit the benefits of the act to be made available to employees
who in good faith voluntarily leave their employment because the conditions
thereof are such that continued exposure thereto would cause or aggravate nervous
reactions or otherwise produce psychological trauma.
The court, as stated above, rejected the notion that the termination must be
"under compulsion" or that the reason therefor must be of a "compelling
nature."
The Court reviewed the entire record and finds that there is reliable, substantial
and probative evidence on the record that the claimant offered his resignation
and that the resignation was accepted. (See Board of Review Transcript pages
12, 13 and 14.)
On Page 15 the claimant stated to Lawrence Cutler:
"No let me correct myself. I won't take it anymore; I resign. Um, with
that, it was practically the end of the conversation. I said, Brennan, I heard
what you said, and I -- I think I'm going to have to accept your resignation."
A review of the entire record demonstrates that there is substantial, probative
and reliable evidence to support the findings of fact, conclusions and decision
of the Board of Review.
On findings of fact, as to the weight of the evidence, this Court shall not
substitute its judgment for that of the administrative agency.
The scope of judicial review by the Court is limited by Section 28-44-54 which
in its pertinent part provides:
28-44-54. Scope of judicial review - Additional evidence - Precedence of proceedings.
- The jurisdiction of the reviewing court shall be confined to questions of
law, and, in the absence of fraud, the findings of fact by the board of review,
if supported by substantial evidence regardless of statutory or common law rules,
shall be conclusive.
Upon careful review of the evidence, this Court finds that the decision of the
Board was not "clearly erroneous in view of the reliable, probative and
substantial evidence on the whole record," and that said decision was not
"arbitrary or capricious or characterized by abuse of discretion or clearly
unwarranted exercise of discretion." Rhode Island General Laws § 42-35-15(g)(5)(6).
Accordingly, the decision of the Board is hereby affirmed.