2000 NY Int. 59
This is an appeal by employees of Barnard College from
an order of the Appellate Division which affirmed a determination
of the Unemployment Insurance Appeal Board that denied them
benefits. The employees had gone on strike against Barnard six
weeks before the end of the spring semester in 1996. They claim
that the Appeal Board, in denying them unemployment insurance
benefits, improperly relied on Labor Law § 590 (11), which
prohibits payment of benefits during an academic recess or
Nevertheless, we conclude that it was error for the Appeal Board and the Appellate Division to rely on the parties' expired collective bargaining agreement through the operation of the "Triborough Doctrine." They used this public employee doctrine to support the conclusion that each claimant had a "reasonable assurance of fall semester employment. Since this constitutes an error of law in arriving at the decision, we remit for consideration of the "reasonable assurance" question, free of reliance on the expired collective bargaining agreement.
Petitioners were employed by Barnard College during the
1995/1996 academic year in various non-professional capacities,
including desk attendant positions. All petitioners were members
of Technical Office and Professional Union Local 2110, UAW, AFL-
CIO (Union). The parties operated under a collective bargaining
agreement (CBA), which prohibited Barnard from terminating
During 1996, the Union and Barnard attempted to negotiate a new collective bargaining agreement. Failing to reach agreement, however, petitioners struck on February 22, but returned to work on March 5. On March 15, Barnard sent a letter to all desk attendants, inquiring as to who would be interested in working during the summer session and that such assignments would be made based on seniority.
With no new agreement, petitioners again struck on
April 10, six weeks before the end of the spring semester. The
strike lasted until September 13, approximately one month into
the fall semester. During the strike, Barnard did not send
letters to the desk attendants regarding work during the fall
semester. Barnard was under the impression that communicating
In late May and early June 1996, petitioners filed for unemployment insurance benefits. Labor Law § 592 provides that for unemployment due to an industrial controversy, including a strike, benefit rights * * * shall be suspended during a period of seven consecutive weeks beginning with the day after the employee lost employment due to the strike (Labor Law § 592[1]). The local unemployment insurance office determined that benefits were appropriate. Barnard, however, objected and requested a hearing on the ground that Labor Law § 590(11) precluded benefits. Section 590(11) prohibits payment of benefits to non- professional employees of educational institutions for any week commencing during the period between two successive academic years or terms provided there is a reasonable assurance that the claimant will perform services in such capacity for any such institution or institutions for both of such academic years or terms (emphasis added). As relevant to petitioners, the benefit calculation rules that apply where there is reasonable assurance of employment for the following semester require that the wages during the past academic year -- on which unemployment insurance benefits are based -- must be disregarded. In other words, no unemployment insurance benefits can be distributed to a claimant, still employed, but on summer break.
After a hearing, the administrative law judge (ALJ)
The Unemployment Insurance Appeal Board disagreed and reversed the ALJ's determination. Based on the record before the ALJ, it concluded that each claimant had a reasonable assurance of employment for the fall semester because (1) claimants were considered permanent and not temporary employees; (2) as a matter of past practice, claimants historically had a right to return to work at the start of the fall semester; (3) the terms of the expired CBA continued in effect by virtue of the Triborough Doctrine (see, Matter of La Mountain, , 51 NY2d 318), thus supporting their right to return to work for the fall semester; and (4) during the strike, although Barnard had the right under Federal law to hire replacement workers, it took no steps to do so.
On petitioners' appeal, the Appellate Division
affirmed. It noted that issue distil[led] to whether claimants
received 'reasonable assurance' of employment (259 2 907,
908), and concluded that past practices as well as the expired
CBA which remained in effect until a new one was negotiated, gave
Petitioners primarily contend that Labor Law § 11) and § 592 cannot be reconciled, and that only § 592 applies here. We disagree. It is true that the two statutory provisions address different situations, with § 590(11) guarding against the distribution of unemployment insurance benefits merely because employment was interrupted by an academic recess and with § 592 maintaining the principle of government neutrality in the face of an industrial controversy by suspending benefits for seven weeks if the claimant-worker is unemployed due to a strike (Matter of Heitzenrater v Hooker Chem. Co., , 19 NY2d 1, 7 [citations omitted]). This case, however, gives us both situations, and nothing in the statutes themselves, the unemployment insurance legislative scheme, or the legislative history of these statutes suggests that one is to have primacy over the other. Expressed another way, [i]t is not the function of the court * * * to declare one statute the victor over another if the statutes may be read together, without misdirecting the one, or breaking the spirit of the other (Matter of Foley v Bratton, , 92 NY2d 781, 787; see, Morris Plan Indus. Bank of N.Y. v Gunning, 295 NY 324, 330-331; Matthews v Matthews, 240 NY 28, 36).
The tension between these two statutes may benefit from Legislative refinement, but nothing prevents § 590(11) and § 592 from operating together. There is no undermining of § 592's statutory purpose in allowing § 590(11)'s disqualification of benefits to operate during a break between semesters. Indeed, if § 592 alone were to apply, it would neutralize § 590(11) during industrial controversies that straddle a summer recess such as was present here. Without good reason however, we cannot interpret one statute to nullify another when both are part of the same statutory scheme. Here, although the strike lasted through the entire summer, it began less than seven weeks -- the § 592(1) threshold -- before the summer recess. Once the summer recess began, the requirements of § 590(11) took effect, along with the reasonable assurance of employment provision for the following academic semester.
Thus, the question in this case boils down to whether
there were reasonable assurances under Labor Law § 590(11) that
petitioners could return to their employment after the summer
recess. In deciding this issue, however, both the Appeal Board
and the Appellate Division erred by relying on the Triborough
Doctrine to support their determinations. As limited by Matter
of Board of Cooperative Educational Services [BOCES] of Rockland
County v PERB (, 41 NY2d 753), the Triborough Doctrine seeks to
preserve the status quo in situations where a collective
bargaining agreement between a public employer and its employees
Notably, the "Triborough Doctrine" has never been
applied in the private employment context because the doctrine is
grounded in the limitations imposed on public employee
organizations by the Civil Service Law (Matter of Triborough
Bridge & Tunnel Auth. [District Council 37 AFSCME et al], 5 PERB
3064; see, Civil Service Law §§ 209, 210). Moreover, both
parties now agree that in this case, the doctrine cannot
supercede an employer's rights under Federal law to replace
temporarily or permanently a striking worker (see, NLRB v Mackey
Radio and Telegraph,
Further, we likewise reject petitioners' remaining contention that under Labor Law § 590(11)(d) the denial of unemployment insurance benefits was improper because the strike lasted several weeks into the fall semester. Section 590(11)(d) provides that a claimant who was not offered an opportunity to perform services for the educational institution for the second of such academic years or terms shall be entitled to be paid benefits retroactively * * * (Labor Law § 590[11][d]). Here, it is undisputed that once the strike settled, petitioners returned to work for the fall semester, and under these circumstances, petitioners cannot claim the benefit of this statutory provision.
Accordingly, the order of the Appellate Division should be reversed, without costs, and the matter remitted to that Court with directions to remand to the Unemployment Insurance Appeal Board for further proceedings in accordance with this opinion.