IN THE COURT OF APPEALS OF INDIANA 
 

SUBHEN GHOSH, 
Appellant-Claimant, 

vs.

REVIEW BOARD OF THE INDIANA, 
DEPARTMENT OF WORKFORCE 
DEVELOPMENT 
and 
INDIANA DEPARTMENT OF
ENVIRONMENTAL MANAGEMENT, 
Appellees-Employer.

 

APPEAL FROM THE REVIEW BOARD OF THE 

DEPARTMENT OF WORKFORCE DEVELOPMENT 

The Honorable Steven F. Bier, Chairperson 

Cause No. 06-06481 

 

 

May 11, 2007 

 

Pursuant to Ind.Appellate Rule 65(D), this 
Memorandum Decision shall not be 
regarded as precedent or cited before any 
court except for the purpose of 
establishing the defense of res judicata, 
collateral estoppel, or the law of the case. 



MEMORANDUM DECISION – NOT FOR PUBLICATION 

 

 

RILEY, Judge 

 

STATEMENT OF THE CASE 

Appellant-Claimant, Subhen Ghosh (Ghosh), appeals the Indiana Unemployment 
Insurance Review Board’s decision that he was not entitled to unemployment insurance 
benefits. 

We affirm. 

ISSUE 

 Ghosh raises two issues on appeal, which we consolidate and restate as the 
following single issue: Whether the Indiana Unemployment Insurance Review Board 
erred when it reversed Administrative Law Judge Michael Baker’s (the ALJ) finding that 
Ghosh was entitled to unemployment insurance benefits. 

FACTS AND PROCEDURAL HISTORY 

 On February 2, 2006, Ghosh, a merit employee for the State of Indiana’s 
Department of Environmental Management (IDEM), received a Memorandum notifying 
him his employment was being terminated. Merit employees must be provided with a 
written statement delineating the reason for their discharge. IDEM’s Memorandum to 
Ghosh stated, in pertinent part: 

A predeprivation meeting was held today, February 2, 2006 at 10:00 a.m. in 
Human Resources . . . . The purpose of the meeting was to consider whether 
the accusations against you concerning work and ethics issues are accurate. 

 

After investigating the information you supplied to me at the meeting, I do 
not find any support for your claim. 

It is my decision that you violated the State Ethics Policy by choosing to 
use your company Voyage credit card at the Beech Grove business for 
which you are a registered agent for Himalaya Mountain, LLC. It is further 
my decision to suspend you for thirty (30) calendar days, pending dismissal. 
You are suspended for the period of February 2, 2006 through March 4, 
2006 at which time your employment will be terminated. 

 

(Appellant’s Appendix p. 3). 

 On March 9, 2006, the Indiana Department of Workforce Development 
(Workforce Development) determined Ghosh was eligible for unemployment benefits 
and issued its Determination of Eligibility. On March 17, 2006, IDEM appealed the 
Workforce Development’s Determination of Eligibility. On June 12, 2006, a hearing was 
held before the ALJ. On June 14, the ALJ issued the following decision finding, in 
pertinent part: 

FINDINGS OF FACT: On February 2, 2006, [IDEM] discharged [] 
Ghosh. . . . upon its determination that he “violated the State Ethics Policy 
by choosing to use your [State of Indiana] Voyage credit card at the Beech 
Grove business for which you are a registered agent . . . .” 

 

IDEM provided [] Ghosh a State vehicle and credit card for the purposes of 
conducting IDEM business. [] Ghosh used the credit card to purchase 
gasoline for his State issued vehicle at a convenience store in which he had 
a proprietary interest. The Indiana State Ethics Commission has not 
adjudicated that [] Ghosh violated State Ethics Policy. 

 

CONCLUSIONS OF LAW: IDEM discharged [] Ghosh upon its 
determination that he “violated the State Ethics Policy by choosing to use 
[his State of Indiana] Voyage credit card at the Beech Grove business for 
which [he is] a registered agent . . . .” The scope of the Administrative Law 
Judge’s inquiry is limited to whether IDEM’s discharge of [] Ghosh upon 
its determination that he violated State Ethics Policy constitutes discharge 
for just cause in connection with his work so as to disqualify [] Ghosh from 
receiving unemployment insurance benefits. Voss v. Review Board 
Department of Employment Training Services, 533 N.E.2d 1020, 1021 (Ind. 
Ct. App. 1989). 

 

IDEM alleged that [] Ghosh violated State Ethics Policy. IDEM must prove 
that it discharged [] Ghosh for just cause in connection with his work. 
Ratkovich v. Review [Bd. of the Ind. Dep’t of Employment and Training 
Servs.], 618 N.E.2d 44, 46 (Ind. [Ct.] App. 1993). IDEM must prove that [] 
Ghosh violated State Ethics Policy. 

 

IDEM is an administrative agency of the State of Indiana. Ind. Code § 13-
13-1-1. Ethical standards for the official conduct of employees of Indiana 
State administrative agencies are set forth in the Indiana Code of Ethics for 
the Conduct of State Business. 40 Ind. Admin. Code 2-1-3(b). The Indiana 
State Ethics Commission has exclusive jurisdiction to determine whether 
conduct constitutes a violation of the Ethics Code. LTV Steel Company v. 
Griffin, 730 N.E.2d 1251, 1258 (Ind. [] 2000). 

 

In LTV Steel[,] . . . [t]he [c]ourt held []: 

 

“It is clear . . . that the legislature intended the Ethics Commission to have 
exclusive jurisdiction to establish a code of ethics for the conduct of state 
business [] and to adjudicate alleged violations thereof . . . . [W]hen a 
[S]tate employee is alleged to have violated an ethics requirement, the 
allegation is not adjudicated by the appointing authority or state elected 
official for which or whom the alleged violator is employed but by the 
Ethics Commission.” 

 

The State Ethics Commission has not adjudicated that [] Ghosh violated the 
State [Ethics] Code. In light of the [Ethics] Commission’s exclusive 
jurisdiction, neither IDEM nor a [] Workforce Development Insurance 
Administrative Law Judge has jurisdiction to establish that [] Ghosh 
violated the State Ethics Code. In the absence of the [Ethics] Commission 
adjudication of an Ethics Code violation, IDEM failed to prove that [] 
Ghosh violated the State Ethics Code, failed to prove that it discharged [] 
Ghosh for just cause in conjunction with work. If otherwise eligible, [] 
Ghosh is eligible to receive unemployment insurance benefits. 

 

* * * 

 

DECISION – MODIFIED-APPELLANT: [IDEM] failed to prove that it 
discharged [Ghosh] for just cause in connection with work. 

 

(Appellant’s App. pp. 6-7) (some internal citations omitted). 


 On July 6, 2006, IDEM appealed the ALJ’s Decision to the Unemployment 
Insurance Review Board (Review Board). On August 7, 2006, the Review Board 
reversed the ALJ’s Decision determining Ghosh was not eligible to receive 
unemployment insurance benefits finding, in relevant part: 

FINDINGS OF FACT: The Review Board adopts and incorporated the 
findings of fact of the [ALJ] except to the extent inconsistent with this 
decision and as modified herein. 

 

[Ghosh] was employed by [IDEM], a Department of the State of Indiana, as 
a Wastewater Inspector. In connection with the performance of his duties, 
[Ghosh] was assigned a State vehicle and a Voyager credit card. [Ghosh] 
worked primarily out of his home in Brownsburg, Indiana. Occasionally he 
was required to come to [IDEM’s] main office in downtown Indianapolis. 
He was assigned an inspection area consisting of Boone, Parke, 
Montgomery, Fountain, Warren, Tippecanoe, and Benton [c]ounties. 

 

In January 2006, [IDEM’s] Chief Compliance Officer was investigating 
possible performance deficiencies of [Ghosh]. She discovered irregularities 
in [Ghosh’s] expense records. On May 2-3, 2005, [Ghosh] filed travel 
vouchers indicating he was in Wabash, Indiana. He claimed a per diem for 
both days and lodging for the night of May 2. He also turned in a receipt 
for gasoline purchased at a station in Beech Grove, Indiana, at 5:50 PM on 
May 2. 

 

On May 25-26, 2005, [Ghosh] filed travel vouchers indicating that he was 
in Lafayette, Indiana. He claimed a per diem for both days and lodging for 
the night of May 25. He also turned in a receipt for gasoline that he 
purchased at the same gasoline station in Beech Grove, Indiana at 7:12 PM 
on May 25. [Ghosh] turned in numerous other receipts for gasoline 
purchased at the Beech Grove station in 2005 and service work performed 
there. 

 

[Ghosh] obviously could not be in two locations at the same time on May 2 
and on May 25, 2005. His explanation for the discrepancy was that he left 
for Wabash and Lafayette after he purchased gasoline in Beech Grove. 
Thus, he admitted that he was not entitled to a per diem for May 2 and May 
25. He was not more than fifty miles from his base on those dates. 

 

Beech Grove, in southern Marion County, is a substantial distance for 
[Ghosh’s] base of operations in Brownsburg, Hendricks County, and from 
his assigned inspection area. [IDEM] investigated further. The gasoline 
station had a for sale sign on it. The number to contact on the sign was 
[Ghosh’] home number. Furthermore, [Ghosh] was the registered agent for 
the company that operated the station. 

 

When he was confronted with the irregularities described above, [Ghosh] 
provided [IDEM] with no explanation. At the [ALJ] hearing, [Ghosh] 
alleged that he did not profit from the sale of gasoline at the Beech Grove 
station. He contended that he merely provided the merchandise sold at the 
store portion of the station. He also contended that gasoline was cheaper in 
Beech Grove. 

 

On February 2, 2006, [IDEM’s] Deputy Commissioner suspended [Ghosh] 
pending termination. 

 

* * * 

 

The [ALJ] found that [IDEM] discharged [Ghosh] without just cause. He 
based his decision entirely upon his belief that [IDEM] did not have the 
authority to find [Ghosh] guilty of violating the State’s Ethics Policy. 

 

CONCLUSIONS OF LAW: The [ALJ] relied upon LTV Steel Co. v. 
Griffin, 730 N.E.2d 1251 (Ind. 2000). . . . The Indiana [s]upreme [c]ourt 
ruled that only the State’s Ethics Board had jurisdiction to find a violation 
of the Ethics Code. . . . 

 

The Review Board does not have to determine whether [Ghosh] did or did 
not violate the Ethics Code. The issue before the Review Board is whether 
[IDEM] had just cause to discharge [Ghosh]. The fact that a Deputy 
Commissioner considered [Ghosh’s] conduct a violation [of] the Ethics 
Code is not relevant to the Review Board’s determination as to whether 
[Ghosh’s] conduct constituted just cause for discharge. The Ethics Board 
has jurisdiction to determine if an ethics violation has occurred, but the 
Review Board is not robbed of jurisdiction to determine if [IDEM] had just 
cause to discharge [Ghosh]. A Claimant cannot raise a potential Ethics 
Code violation as a barrier to prevent the Review Board from determining 
the existence of just cause under Indiana Code § 22-4-15-1. The reasons 
for [Ghosh’s] discharge are apparent from the record. The reasons for 
[Ghosh’s] discharge were discussed with him on two occasions. The 
Deputy Commission[er], a layman, may have made a legal judgment he was 
not qualified or empowered to make, but his choice of words does not 
change the facts. If the reasons for a discharge are apparent, nothing 
requires [IDEM] to be legalistically articulate in expressing those reasons. 

 

The Review Board finds that [IDEM] had just cause to discharge [Ghosh]. 
He claimed per diems to which he was clearly not entitled. He drove miles 
out of his way to purchase gasoline at a station where he admittedly was 
conducting business. His use of a [S]tate vehicle to go to and from the 
gasoline station was unauthorized and outside the course of his 
employment. Furthermore, representing to [IDEM] he was in one city 
when he was in fact in another was a deliberate act of dishonesty. 

 

(Appellant’s App. pp. 1-2). 

 Ghosh now appeals. Additional facts will be provided as necessary. 

DISCUSSION AND DECISION 

 Ghosh claims the Review Board improperly reversed the ALJ’s determination that 
he was entitled to unemployment benefits. Specifically, Ghosh argues the Review Board 
lacks the statutory authority to adjudicate Ghosh’s alleged violations of the State’s Ethics 
Code – IDEM’s basis for discharging Ghosh. The Review Board contends it does not 
have to determine whether Ghosh violated the State’s Ethics Code as the issue before 
them was whether IDEM had just cause to discharge Ghosh. 

 On judicial review of an unemployment compensation proceeding, we determine 
whether the decision of the Review Board is reasonable in light of its findings. KLR Inc. 
v. Ind. Unemployment Ins. Review Bd., 858 N.E.2d 115, 117 (Ind. Ct. App. 2006). We 
are bound by the Review Board’s resolution of all factual matters; thus, we neither 
reweigh evidence nor reassess witness credibility. Id. Rather, we consider only the 
evidence most favorable to the Review Board’s decision and the reasonable inferences to 
be drawn therefrom, and if there is substantial evidence of probative value to support the 
Review Board’s conclusion, it will not be set aside. Id. When, however, an appeal 
involves a question of law, we are not bound by the agency’s interpretation of law, and 
we will reverse a decision if the Review Board incorrectly interprets a statute. 

 Ghosh relies on Voss v. Review Bd. Of the Ind. Dept. of Employment and Training 
Servs., 533 N.E.2d 1020, 1021 (Ind. Ct. App. 1989), for the proposition that the Review 
Board must rely only upon the same grounds as Ghosh’s employer in concluding there 
was just cause for his discharge. Thus, the issue becomes whether IDEM’s stated 
grounds for discharge have a basis in fact and constitute just cause. Id. 

 Our review of the record indicates that the Review Board did not base its denial of 
unemployment benefits on Ghosh’s alleged violation of the State Ethics Code. Rather, 
the Review Board determined Ghosh was terminated for just cause by finding: (1) Ghosh 
claimed per diems to which he was not entitled; (2) Ghosh drove miles out of his way to 
purchase gasoline at a station where he admittedly was conducting business; (3) Ghosh’s 
use of his State vehicle to go to and from the gasoline station was unauthorized and 
outside the course of his employment; and (4) Ghosh’s representations to his employer 
that he was in one city when he was in fact in another was dishonest. Thus, Ghosh’s 
discharge was based on facts which constitute just case. 

 Of course, Ghosh is correct that his discharge would have been without just cause 
had it been based solely on the finding of an Ethics Code violation. See LTV Steel Co. v. 
Griffin, 730 N.E.2d 1251 (Ind. 2000) (holding the State Ethics Commission has 
exclusive jurisdiction to adjudicate alleged violations of the Ethics Code). Rather, it is 
apparent IDEM did not discharge Ghosh for an Ethics Code violation. First, IDEM 
makes no reference to any specific statutory provision of the Ethics Code. Second, and 
perhaps more importantly, Ghosh was terminated for using his company Voyager credit 
card at the Beech Grove business for which he is a registered agent. IDEM’s Deputy 
Commissioner used improper terminology to express its true and proper reasoning for 
discharging Ghosh. And while IDEM should choose its words more carefully, the facts 
of this case remain the same. 

CONCLUSION 

Based on the foregoing, we find the Review Board correctly found that Ghosh was 
terminated for just cause. 

Affirmed. 

NAJAM, J., and BARNES, J., concur.