IN THE SUPREME COURT OF IOWA
No. 12 / 00-0340
Filed February 27, 2002
TITAN TIRE CORPORATION,
Appellant,
vs.
EMPLOYMENT APPEAL BOARD,
Appellee.
Appeal from the Iowa District Court for Polk CountRobert
y, D. Wilson, Judge.
Employer appeals district court’s decision on judicial
review affirming agency’s determination that striking
workers were eligible for unemployment benefits.
AFFIRMED.
Gene R. La Suer and Becky S. Knutson of Davis, BroShors
wn, Koehn, & Roberts, P.C., Des Moines, for appell
ant.
Richard R. Ramsey, Des Moines, for appellee.
Mark T. Hedberg and Joseph L. Walsh of Hedberg, OwDes
ens, & Hedberg, P.C., Moines, for United Steel Workers
of America, Local 164.
TERNUS, Justice.
In this appeal, we must decide whether
the appellee, Employment Appeal Board, correctly determined
that striking workers of appellant, Titan Tire Corwere
poration, eligible for unemployment benefits. Although
striking employees are normally disqualified from receiving
benefits, see Iowa Code § 96.5(4) (1997), the agency
determined that Titan Tire had severed its employment
relationship with the strikers, ending their disquThis
alification. determination rested on the agency’s
findings that the employer had, to some extent, permanently
replaced its striking workforce and had not notified
the replaced workers that jobs were still available
to them should they choose to return to work.
The agency’s ruling was affirmed by the district court
on judicial review. Finding no error in the legal
principles applied by the agency and finding substantial
evidence in the record to support its factual detewe
rminations, affirm.
I. Scope of Review.
Iowa’s Administrative Procedure Act, Iowa Code chapter
17A, governs our review of unemployment benefit caIowa
ses. Dico, Inc. v. Employment Appeal Bd., 576 N.W
.2d 352, 354 (Iowa 1998). Section 17A.19(8) provides
that a party may successfully challenge an agency decision
when the party’s substantial rights have been prejudiced
because the agency action “is unsupported by substantial
evidence” or “is affected by other error of law.”
Iowa Code § 17A.19(8). The court may “affirm, reor
verse, modify, grant any other appropriate equitable
or legal relief.” Schoenfeld v. FDL Foods, Inc., 560
N.W.2d 595, 598 (Iowa 1997).
Our review is for correction of errors of law. PanDa
Eng’g v. Eng’g & Land Surveying Examining Bd., 621
N.W.2d 196, 198 (Iowa 2001). Because it is not de
novo, we do “not reassess the weight to be accorded
various items of evidence. Weight of evidence remains
within the agency’s exclusive domain.” Burns v. Bof
d. Nursing, 495 N.W.2d 698, 699 (Iowa 1993). Consf
equently, “[i]the agency’s findings of fact are supported
by substantial evidence, those findings are binding
on judicial review.” PanDa Eng’g, 621 N.W.2d at 1Evidence
98. “is substantial if a reasonable person would find
it adequate for reaching a conclusion, even though
a reviewing court might reach a contrary inferencOscar
e.” Mayer Foods Corp. v. Tasler, 483 N.W.2d 824, 830
(Iowa 1992). In determining whether substantial evidence
exists, the court considers all the evidence, including
that offered in opposition to the agency’s finding495
s. Burns, N.W.2d at 699. “We apply agency findings
broadly and liberally to uphold, rather than to dean
feat, agency’s decision.” Organic Techs. Corp. v.
State ex rel. Iowa Dep’t of Natural Res., 609 N.W
.2d 809, 815 (Iowa 2000).
II. Background Facts and Proceedings.
The following facts are supported by substantial eOn
vidence. May 1, 1998, approximately 650 members of
the United Steel Workers of America, Local 164 walked
off the job at the Titan Tire factory in Des MoineThe
s. company asserted the strike was the result of economic
issues upon which the company and the union could not
agree; the union, however, maintained that the strike
was the result of unfair labor practices committed
by Titan Tire.
In the weeks after the strike began, Maurice Taylochief
r, executive officer of Titan International Inc., held
various press conferences in which he discussed the
continuing strike at the Des Moines plant. In a press
conference on May 14, 1998, he stated if a settlement
is not reached with the union, “we will start moving
equipment out of the Des Moines facility to the Brlocation
ownsville[, Texas] and it will be irreversible.” At
a subsequent press conference in early June 1998, Taylor
made similar statements. Taylor announced that Titan
Tire would move tire-making equipment to Texas because
of the ongoing strike in Des Moines. This shift in
production, according to Taylor, would permanently
move as many as 300 jobs out of the Iowa plant. He
stated that his decision was “irrevocable.”
Two weeks after Taylor’s second press conference, on
June 17, 1998, all bargaining unit members of the union
were sent a certified letter from Gary Carlson, president
of Titan Tire. In this letter, Carlson stated that
the company would be submitting to the union “its and
last, best, final offer” on June 22, 1998. Carlson
enclosed the offer for the members to review. After
generally stating the terms of the new offer, the letter
continued:
We ask that you now return to work in accordance with
the attached schedule. You will be paid in accordance
with the new agreement and we will immediately begin
to use the new contract language. If you fail to report
back to work in accordance with the enclosed schedTitan
ule, Tire will hire permanent replacement workers to
fill your position and you may lose your right to return
to work.
(Emphasis added.) The attachment scheduled employees
to return to work between June 21 and June 24, 199This
8. letter was the last written communication between
the company and the striking union members concerning
the availability of jobs.
Despite the company’s request that the striking workers
return to work, nearly all of the union members remained
on strike. After the certified letter was sent, John
Peno, president of the union, learned from company
management that jobs were being moved out of the Des
Moines plant to Texas and that new hires had replaced
union members.
In late July, Taylor appeared at a rally in front of
Titan International’s headquarters in Illinois and
was quoted in the newspaper as saying:
“It’s a tragedy, because we’re running in Des Moines
with 200-some (new) employees, so most of the people
on that line don’t have jobs, even if they had a c
ontract.”
“They’re out of jobs. They don’t understand
this, and the union is not telling them the truth.
”
“They got their best and final offer and that’s where
it is. If they’re coming back, they’re coming back
under the terms that we’ve set. If they decide to
come back, then what happens is, they only get the
jobs that are left, by seniority.”
(Emphasis added.)
Based on information it had received, the Unemployment
Insurance Bureau sent a letter of inquiry to Titan
Tire on August 10, 1998. The Bureau stated that it
had learned that Titan Tire had reduced the Des Moines
workforce by 200 to 300 jobs and had started to resume
production at the plant with replacement workers.
It asked for specific information concerning the elimination
of jobs at the Des Moines plant and the hiring of The
replacements. company responded, denying that the
transfer of equipment to Texas had eliminated any
more then 25 jobs and asserting that there were “many
jobs available to striking workers who are willing
to return to work.” The company also stated in its
response that approximately 250 workers had been granted
permanent replacement status and that the hiring of
replacement workers was an ongoing process. Titan
Tire claimed it later revoked the permanent status
of the replacement workers to avoid having to provide
their names and addresses to the union. Neither the
union nor its members were advised that the replacement
workers were no longer considered permanent until the
hearing before the administrative law judge (ALJ).
Prior to the strike, Titan Tire had provided its employees
with a 401(k) retirement plan, which the company held
in each employee’s name until the employee retired
or separated from the company. After the strike,
the company turned over only three accounts to strikers
who had formally quit or retired, or who had been Other
discharged. striking employees were not given access
to their retirement accounts because Titan Tire considered
the striking workers to be employees in good stand
ing.
On August 31, 1998, the Bureau determined
that striking workers who had made application for
unemployment compensation were eligible for benefThe
its. decision stated that a stoppage of work had occurred
at the Titan Tire plant due to a labor dispute. It
further stated that the strikers had been notified
that they were being replaced, which terminated the
employment relationship. Therefore, concluded the
Bureau, the strikers were entitled to benefits “as
long as [they] met all the other eligibility requiThis
rements.” decision affected approximately 400 workers
who had applied for unemployment compensation.
Titan Tire appealed and an evidentiary
hearing was held before an ALJ. The ALJ found that
Titan Tire had notified the strikers in its June letter
that they would be replaced if they did not return
to work as scheduled. The ALJ concluded the employment
relationship between the workers and Titan Tire was
severed by the company’s hiring of permanent replacement
workers unless the company proved that work was actually
available to the strikers and that it had notified
the strikers that jobs were still available. The
ALJ held that Titan Tire had in essence laid off 200
workers when it transferred production to Texas anin
d, addition, had hired 250 permanent replacements.
In addition, the ALJ held that Titan Tire had not
notified the union or its members that work was avthe
ailable. Accordingly, ALJ ruled that the claimants
were eligible for benefits. This decision was affirmed
on appeal by the Employment Appeal Board and by the
district court on judicial review.[1]
Titan Tire has appealed to this court. Because we
think it is helpful to consider the issues raised
on appeal in the context of the law applicable to
unemployment compensation claims of striking workwe
ers, briefly review the governing legal principles
before reaching the merits of the employer’s appe
al.
III. Law Governing Claims of Striking Workers.
An employee who is not working “due to a stoppage of
work which exists because of a labor dispute” is disqualified
from receiving unemployment benefits. Iowa Code § The
96.5(4). work stoppage must be the cause of the unemployment
to result in disqualification. Bridgestone/FirestEmployment
one, Inc. v. Appeal Bd., 570 N.W.2d 85, 91 (Iowa 1
997).
In Bridgestone/Firestone, we held that “when an employer
permanently replaces striking workers, it thereby severs
the employment relationship unless the employer can
show work remained despite the replacement and the
claimant was so advised.” Id. at 95-96. Thus, where
striking workers have been permanently replaced and
the employer fails to show that work remained and that
workers were advised that work remained, “the labor
dispute and its consequent work stoppage is no longer
the cause of the claimants’ unemployment.” Id. at
95. In those circumstances, the disqualification
imposed by section 96.5(4) is removed. Id. We turn
now to the issues on appeal.
IV. Issues on Appeal.
Titan Tire claims on appeal that the Board erred in
determining that the striking workers were eligible
for unemployment benefits. There is no dispute that
the striking workers were initially disqualified from
receiving benefits pursuant to section 96.5(4). The
issue here is whether the employer severed the employment
relationship by hiring replacement workers, thereby
removing the disqualification. The specific dispute
with respect to this issue centers on whether the agency
correctly determined that Titan Tire had not met its
burden of proof under Bridgestone/Firestone to show
that work was available and that it had so advised
its employees.
On appeal, the employer asks this court “to determthat
ine” the striking workers understood that work was
available to them and that they had not been permanently
replaced. Because our review is at law, however, we
are not at liberty to determine these facts anew.
The most that we can do is examine the record to assess
whether there is substantial evidence to support the
findings made by the agency.
Titan Tire also challenges a decision made by the ALJ
at the hearing to admit certain newspaper articles
offered by the claimants. We will address this evidentiary
ruling first.
V. Admission of Newspaper Articles.
Titan Tire argues on appeal that evidence in the form
of newspaper articles should not have been admitted
by the ALJ. It claims this evidence is inadmissible
hearsay and that the requirements of Iowa Code section
17A.14, governing the admission of evidence in a contested
case hearing, were not met. We find it unnecessary
to determine whether the ALJ erred or abused its discretion
in admitting this evidence because Titan Tire has not
shown that any error prejudiced its substantial riSee
ghts. Iowa Code § 17A.19(8) (requiring party challenging
contested case decision to show that its substantial
rights were prejudiced).
The challenged evidence consists of newspaper accounts
of statements made by Taylor at various press conferences
that production had been moved to Texas, that this
transfer of equipment eliminated jobs in Des Moinand
es, that, in addition, the company was hiring replacements
for the striking employees. We do not think this evidence
can be deemed prejudicial in view of the other evidence
before the agency. The company stated in response
to the Bureau’s inquiry that it had hired 250 permanent
replacements and that hiring of replacements was oAt
ngoing. the hearing, Titan Tire’s company represeWilliam
ntative, Campbell, testified that “people were hired
to come in and fill the jobs that were previously being
done by bargaining unit employees.” He confirmed that
over 300 replacement workers had been employed by the
date of the hearing. Thus, the fighting issue in this
case was not whether replacement workers were hirethe
d—company admitted they were. The determinative issue
was whether the striking workers, who were notified
that they would be permanently replaced, were also
told that even if they did not return in accordance
with the company’s schedule, there would be jobs available
to them should they decide to come back to work after
the June 24 deadline.
In view of the fact that the challenged evidence did
not impact the determinative issue in this case, we
conclude any error or abuse of discretion in the admission
of the newspaper articles did not prejudice the cos
mpany’substantial rights. Therefore, it is not necessary
to determine the correctness of the ALJ’s ruling on
this evidentiary matter. We proceed now to consider
whether the Board’s finding that Titan Tire did not
notify the strikers that jobs were available despite
the strikers’ failure to report to work as requested
by the company is supported by substantial evidenc
e.
VI. Notice to Strikers of Available Work.
The parties agree that when the union workers walked
off the job on May 1, 1998, there was a stoppage of
work due to a labor dispute. At that point in timthe
e, claimants were disqualified from receiving unemployment
benefits because the cause of their unemployment was
the strike. See Iowa Code § 96.5(4). The contested
issue here is whether the strikers continued to be
unemployed due to the labor dispute after they failed
to return to work in accordance with the schedule attached
to the company’s June letter. In that letter, Titan
Tire told the claimants the company was making its
“last, best, and final offer,” and if the strikers
did not return as requested by the company, permanent
replacements would be hired.
As noted previously, the agency concluded that Titan
Tire had not proved the requirements established by
Bridgestone/Firestone to continue the claimants’ dthat
isqualification, namely, work was available and the
strikers were so advised. 570 N.W.2d at 95-96. The
agency found that although some jobs still existed
for striking workers after the deadline for the sreturn
trikers’ to work had expired, the company had failed
to show how many and which jobs remained. See id.
at 93 (discussing Canonsburg Gen. Hosp. v. Unemployment
Compensation Bd. of Review, 628 A.2d 503, 510 (Pa.
Commw. Ct. 1993), aff’d, 658 A.2d 790 (Pa. 1995),
which stated “that should the employer choose to replace
only some employees the burden is on it to demonstrate
what employees it is replacing”). In addition, the
agency found that Titan Tire had not notified the striking
employees collectively or individually that work was
available. On appeal, Titan Tire challenges both factual
findings. We find it necessary, however, to address
only the finding that the strikers had not been told
that “despite the hiring of permanent replacements
work was still available to them.” Id. at 95. That
is because “[e]ven if such work [was] available, failure
to so advise the claimants will result in removing
the section 96.5(4) disqualification.” Id.
Turning then to the record, we agree with the district
court that there is substantial evidence to support
the agency’s finding that the company did not notify
the striking workers that jobs were available. Titan
Tire admitted at the hearing that no further contact
was made with the striking workers concerning the availability
of jobs after the June 17 letter indicating that workers
would be replaced if they did not return as set forth
in the attached schedule. Union president Peno testified
the union was never informed that permanent replacements
had not been hired. In fact, Peno testified that on
August 20, 1998, in response to his demand that replacement
workers would have to come out as a condition of any
agreement, Taylor and Carlson “adamantly” said that
would never happen because “those people have replaced
your members.” Thereafter, testified Peno, he told
strikers who inquired about their employment status
that they had been permanently replaced.
Titan Tire argues that the agency misinterpreted the
June 17 letter and that Carlson, the company presiclearly
dent, indicated in that letter that work was available
for those wishing to return. Although it is true that
Titan Tire asked the strikers to return to their jimplying
obs, that jobs were available at that time, the company
stated in the same letter that “[i]f [the striking
employees] fail to report back to work in accordance
with the enclosed schedule, Titan Tire will hire permanent
replacement workers to fill [their] position[s] and
[the striking employees] may lose [their] right to
return to work.” (Emphasis added.) Thus, the relevant
question is not whether jobs were available on June
17, but rather whether jobs were available upon expiration
of the company’s return-to-work schedule on June 2
4.
The company also argues that, unlike the employer in
Bridgestone/Firestone, Titan Tire never told its employees
that they had actually been replaced. See Bridges570
tone/Firestone, N.W.2d at 87 (quoting letter from employer
in which employer tells employees that they “had been
permanently replaced”). We do not find this distinction
to have any significance. Titan Tire’s statement that
it would hire permanent replacements if the employees
did not return to work by June 24 amply supports the
agency’s finding that a reasonable person in the striking
workers’ position would understand that upon expiration
of the scheduled resumption of work on June 24, 19permanent
98, replacement workers would be hired for those strikers
who failed to return. This interpretation of the June
letter is also supported by Union president Peno’s
testimony concerning the later negotiations between
the company and the union, at which time Taylor and
Carlson indicated that permanent replacements had been
hired. In addition, in response to the Bureau’s ithe
nquiry, company admitted in August 1998 that it had
already hired 250 permanent replacements. Even the
company’s witness at trial conceded that the replacement
workers had been considered permanent employees unfor
til, unrelated reasons, they were subsequently reclassified
as temporary. Significantly, the record shows that
Titan Tire never notified the union or the claimants
that the status of the replacements had been changthe
ed. Thus, record shows that, until the hearing in
late October 1998, the strikers reasonably believed
the company had permanently replaced them just as it
had stated it would. We conclude, therefore, that
there is substantial evidence to support the agens
cy’interpretation of the June letter to striking ethat
mployees, namely, after the June 24 deadline, jobs
would no longer be available to the claimants. Athis
ccordingly, letter effectively terminated the employment
of strikers who did not return as requested, unless
jobs continued to be available and the employer notified
the claimants of that fact as required by our BridFirestone
gestone/decision.
Titan Tire seeks to avoid the requirement that it must
inform strikers that jobs remained available despite
the employment of replacements on the basis that the
strike here was alleged by the union to be the result
of unfair labor practices committed by Titan Tire.
The company argues that under the National Labor
Relations Act an employer cannot legally permanently
replace a worker who is striking due to unfair labor
practices. See Pirelli Cable Corp. v. NLRB, 141 F
.3d 503, 510 n.1 (4th Cir. 1998) (stating that “[u
]nfair labor practice strikers are entitled to immediate
reinstatement upon their unconditional offer to return
to work regardless of whether replacement workers have
been hired by the employer during the strike” (citing
Mastro Plastics Corp. v. NLRB, 350 U.S. 270, 278, 76
S. Ct. 349, 355-56, 100 L. Ed. 309, 319 (1956))).
While this prohibition may exist, it does not impact
the present dispute. The issue here is not whether
Titan Tire could legally replace the striking workthe
ers; issue here is whether Titan Tire informed the
strikers that it had not permanently replaced them
after having told them it would do so if they did not
return to work by June 24, 1998.
The company also argues that it should not be held
to the notification requirement adopted in BridgeFirestone
stone/because it is prohibited by federal law from
contacting striking workers. The employer relies on
cases that hold it is a violation of the National Labor
Relations Act to solicit workers to abandon an unfpractices
air-labor-strike and return to work. See, e.g., NLRB
v. Robin Am. Corp., 654 F.2d 1022, 1026 (5th Cir. NLRB
1981); v. Bradley Washfountain Co., 192 F.2d 144, 53
152-(7th Cir. 1951); NLRB v. Montgomery Ward & Co.
, 133 F.2d 676, 681-82 (9th Cir. 1943). The persuasiveness
of this argument is somewhat undermined by the fact
that this prohibition apparently did not discourage
Titan Tire from communicating with the striking union
members on June 17. Nonetheless, even if the company
was prohibited by federal law from asking striking
workers to return to work, it could have informed
the union that jobs were still available to the strikers
despite the employment of replacement workers. We
think that under the circumstances here, where the
union claimed the strike was based on the company’s
unfair labor practices, notice to the union that job
openings continued to exist for all workers on strike
would have met the employer’s notification responsibility
under Bridgestone/Firestone. Consequently, we do not
think the nature of the strike involved in this case
relieved Titan Tire of its responsibility to advise
the strikers via notification to the union that work
remained available.
VII. Conclusion.
In summary, we find error, if any, in the admission
of newspaper accounts of statements made by company
representatives did not prejudice Titan Tire’s substantial
rights. In addition, there is substantial evidence
to support the agency’s finding that the employer did
not notify its striking workers that they still had
jobs after informing them they would be replaced if
they did not return to work as scheduled. As a cothe
nsequence, company’s hiring of replacement workers
terminated the employment relationship and removed
the disqualification imposed on the strikers by section
96.5(4). Finding no error in the Board’s decision
that the striking employees were eligible for unemployment
compensation, we affirm.
AFFIRMED.
[1] Throughout these proceedings the union has participated
on behalf of the claimants.