IN THE COURT OF APPEALS OF IOWA
No. 2-249 / 01-1289
Filed October 30, 2002
ROBERT N. ANDERSON, Jr.,
Petitioner-Appellee.
vs.
WINNEBAGO INDUSTRIES, INC., Employer, and
EMPLOYMENT APPEAL BOARD,
Respondents-Appellants.
Appeal from the Iowa District Court for
Winnebago County, John S. Mackey, Judge.
The respondents appeal from the district
court’s ruling on judicial review reversing an agency
decision denying the petitioner unemployment benefREVERSED
its. AND REMANDED.
Lee P. Hook and Joseph M. Barron of PeSpencer
ddicord, Wharton, & Hook, P.C., Des Moines, for appellant
Winnebago Industries, Inc.
Richard R. Ramsey, Des Moines, for appellant
Employment Appeal Board.
N. Leroy Walters of Walters Law Office
, Mason City, and Mindi M. Vervaecke of Fitzsimmons
& Vervaecke, Mason City, for appellee.
Heard by Huitink, P.J., and Zimmer and
Miller, JJ.
ZIMMER, J.
Winnebago Industries, Inc. (Winnebago)
and the Employment Appeal Board (Board) appeal from
a district court’s ruling on judicial review reversing
an agency decision denying unemployment benefits to
former Winnebago employee Robert Anderson, Jr. Winnebago
and the Board contend the district court erred in reversing
the finding of misconduct by the Board. We agree,
and thus we reverse the district court and affirm
the agency decision.
I. BACKGROUND FACTS AND PROCEEDINGS.
Anderson commenced his employment with
Winnebago on April 26, 1993. He was discharged from
his employment on January 22, 1998 for insubordination
occurring the prior day. Anderson was a product a
ssembler/fabricator.
The policy of Winnebago concerning complaints
was that an employee should first raise his or her
concerns with his or her immediate supervisor, and
then with the area manager. From there, the employee
should address his or her concerns with the respective
director, then the vice president of the employee’s
area, and finally with the personnel department. Anderson
had previously failed to follow this chain of command
and had been reprimanded and even suspended from work
for insubordination. He received a warning in 1997
that unless immediate improvement was shown in the
area of insubordination, he would be terminated i
mmediately.
On January 21, 1998, Winnebago announced
a two-hour delay for its employees due to severe wEmployees
eather. were told to report at 9:00 a.m. When Anderson
arrived for work at about 8:45, there were other employees
already working. He had previously been told no one
was allowed to work during snow delays. Anderson believed
he and others were denied thirty-five dollars in pay
by not being able to work during the snow delay.
Anderson brought up the issue of whether
employees could work during snow delays with his immediate
supervisor. The supervisor agreed to have a meeting
to clarify this issue the following day. Without waiting
for the meeting, and without consulting his area mAnderson
anager, first attempted to contact the personnel director
and then twice attempted to contact the CEO of Winnebago
regarding the snow delay issue. For his insubordiAnderson
nation, was terminated.
Anderson’s application for unemployment
benefits was denied at the administrative level. He
appealed, and the matter was remanded back to the agency
for another hearing. Following the remand hearing
, the administrative law judge denied Anderson unemployment
benefits. On appeal, the Board affirmed. It determined
that Anderson’s last act on January 21, 1998 was unreasonable
and constituted a continual, blatant disregard of s
Winnebago’interests.
On judicial review, the district court
reversed the agency decision, determining Andersos
n’actions on January 21 did not constitute miscondIt
uct. concluded that utilization of Winnebago’s own
“employee relations philosophy” could not be said to
amount to misconduct justifying the denial of unemployment
benefits as a matter of law. Winnebago, it determsubverted
ined, its own philosophy and put Anderson in a catwhere
ch-22, he could not question his immediate supervisor
further up the chain of command on nonfrivolous issues
without risking repercussions. Winnebago appeals.
II. SCOPE AND STANDARD OF REVIEW.
Our review of unemployment benefits cases is governed
by the Iowa Administrative Procedure Act, Iowa Code
chapter 17A. Lee v. Employment Appeal Bd., 616 N.2d
W.661, 664 (Iowa 2000). The district court acts in
an appellate capacity to correct errors at law on the
part of the agency when engaging in judicial review
under Iowa Code section 17A.19(10) (2001).[1] Holland
Bros. Constr. v. Bd. of Tax Review, 611 N.W.2d 495
, 499 (Iowa 2000).
When we review a district court’s judicial review we
decision, apply the standards of section 17A.19(10
) to determine whether our conclusions are identical
to those of the district court. Id. Here, the issue
concerns whether there was substantial evidence to
support the agency’s finding of misconduct on the
part of Anderson. Accordingly, the standard we apply
is whether the agency’s decision is supported by substantial
evidence in the record before the court when that record
is viewed as a whole. See Iowa Code § 17A.19(10)(
f).
We are bound by agency fact findings that are supported
by substantial evidence. Norland v. Iowa Dep’t of
Job Serv., 412 N.W.2d 904, 913 (Iowa 1987). Evidence
is substantial when reasonable minds could accept it
as adequate to reach the same finding. Id.
III. MERITS.
Winnebago and the Board argue the district
court erred in determining Anderson’s act of contacting
the CEO of Winnebago did not constitute misconduct
. They point out that by Anderson’s own admission
, he knew at the time he contacted the CEO that this
action constituted misconduct and that he had been
warned previously about going outside the chain of
command set forth in the employee handbook. They contend
that, in light of his previous history of conduct,
Anderson’s action on January 21, 1998 constituted
a deliberate and willful disregard of the standards
of behavior he knew were expected, and that Winnebago
had a right to expect. They maintain the agency decision
is supported by substantial evidence.
A claimant is disqualified from unemployment
benefits if he or she has been discharged for miscIowa
onduct. Code § 96.5(2). Misconduct is:
a deliberate act or omission by a worker which constitutes
a material breach of the duties and obligations arising
out of such worker’s contract of employment. Misconduct
as the term is used in the disqualification provision
[is] limited to conduct evincing such willful or wanton
disregard of an employer’s interest as is found in
deliberate violation or disregard of standards of
behavior which the employer has the right to expect
of employees, or in carelessness or negligence of such
degree of recurrence as to manifest equal culpabilwrongful
ity, intent or evil design, or to show an intentional
and substantial disregard of the employer’s interests
or of the employee’s duties and obligations to the
employer. On the other hand mere inefficiency, unsatisfactory
conduct, failure in good performance as the result
of inability or incapacity, inadvertencies or ordinary
negligence in isolated instances, or good faith errors
in judgment or discretion are not to be deemed misconduct
within the meaning of the statute.
Iowa Admin Code r. 871--24.32(1)(a). The employer
bears the burden of proving a claimant is disqualified
for benefits because of misconduct. Reigelsberger
v. Employment Appeal Bd., 500 N.W.2d 64, 66 (Iowa
1993). Misconduct serious enough to warrant the discharge
of an employee is not necessarily serious enough to
justify a denial of benefits. Breithaupt v. Employment
Appeal Bd., 453 N.W.2d 532, 535 (Iowa Ct. App. 199
0).
We conclude the agency finding that Anderson
engaged in misconduct, and thus was ineligible for
unemployment benefits, is supported by substantial
evidence. Anderson failed to wait for the departmental
meeting prior to attempting to raise his concerns with
the personnel director and the CEO. He did not follow
company policy by failing to broach the issue with
his area manager. His actions came after his prior
occurrences of insubordination and his prior warning
for failure to follow the proper chain of command.
Anderson knew his conduct on January 21 violated
that warning and company policy. We determine that
his actions are a deliberate act or omission constituting
a material breach of the duties and obligations arising
out of his employment with Winnebago. Thus, we reverse
the trial court’s decision on judicial review awarding
Anderson unemployment benefits, and we remand for the
entry of judgment consistent with this opinion.
REVERSED AND REMANDED.
[1] The agency proceeding from which Winnebago and
the Board appeal was conducted on a remand from a
court after July 1, 1999, and thus the statutory amendments
in 1998 Iowa Acts chapter 1202, section 24 apply to
this action. 1998 Iowa Acts ch. 1202, § 46. For the
sake of clarity, we will refer to the 2001 Code throughout
this opinion.